Overview
Part Time Compliance Officer Job in Ferndown
Dovetail Recruitment are proud to be working with a well-established financial services company based in the Ferndown area. They are recruiting a new Part Time Compliance Officer appointment to join their team. The Part Time Compliance Officer will be responsible for overseeing the daily compliance operation functions. The successful candidate will have excellent regulatory reporting, strong analytical skills, and a commercial mindset.
Duties and Responsibilities:
- Day-to-day compliance and overseeing the daily operations related to compliance within the company
- Regulatory interpretation and communicate the latest relevant regulatory, legislative, and industry standard changes
- Develop and update company compliance policies and procedures
- Conduct training to ensure the company’s internal structure adheres to the FCA’s guidelines
- Ensure a consistently high level of service is provided to clients through regular file checks
- Develop and oversee control systems to maintain adherence to regulations and internal policies
- Continuously evaluate and improve the efficiency of controls
- Revise procedures and reports as necessary
- Conduct one-on-one meetings with advisers
- Monitor individual key performance indicators
- Manage external compliance audits
Minimum Experience Required:
- Minimum Level 4 Diploma in Financial Planning
- Demonstrable experience in a compliance role within the financial services sector
- In-depth understanding of FCA standards and regulations
- Excellent knowledge of reporting procedures and record-keeping practices
- Outstanding communication and interpersonal skills
- Ability to work under pressure and meet deadlines
- Solution and service-oriented mindset
- Technology-savvy with a willingness to embrace new systems and software
- Strong analytical and decision-making skills
- Organised multi-tasker with effective prioritisation skills
Salary and Benefits:
- A salary of £30,000 per annum for 25 hours per week
- Working Monday to Friday with flexible working hours
- Hybrid working available
- Company pension scheme
- Onsite parking
This Part Time Compliance Officer Job in Ferndown would suit candidates who have a background working in financial services industry, who are commercially minded and who have excellent knowledge of reporting procedures.
If you are interested in this Part Time Compliance Officer Job in Ferndown, apply today!
Alternatively, if this Part Time Compliance Officer Job in Ferndown isn’t quite right, please click here to see our other Jobs in Bournemouth, Dorset & Hampshire.
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At Dovetail Recruitment we have been recruiting locally for accounts and finance vacancies for many years. We have a deep understanding of the local market and we're committed to finding the right roles for all of our candidates.
If you are looking for a new accounts or financial job in Dorset or Hampshire, please get in touch. We are a boutique recruitment agency with a personal touch. We'll get to know you and will match you up with the right company and role. Suzanne & Laura look after our Accounts & Finance Recruitment from entry level right up to Finance Director & Finance Controller level. Example roles include: Finance Directors, Financial Controllers, Accounts Managers, Management Accountants, Credit Controllers, Accounts Assistants, Accounts Administrators, Bookkeepers.
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